Welcome to Nm²

COMPLIANCE

Providing a high quality framework can help to reduce the pressures of regulatory burden. At Nm² we strive to help our clients to achieve the position they want to be in - to be able to commit their resources to building relationships with their clients and providing professional advice without the constant worry of regulation.

At Nm² we will only consult on your Compliance needs once we understand your business. All recommendations are tailored to the business. Just because something is right for one business does not mean it will work for all. Compliance can only be successful if it is engrained into the ethics of the company.

A company with a proactive approach to quality will allow it more time to focus on its core business and result in a smoother relationship with the regulator.

Why allow Compliance to negatively impact on your business when simple steps can be taken to ensure a healthy future?

At Nm² we are able to provide:

• Compliance health checks
• Assistance in production of Compliance & Training & Competence manuals
• Compliance helpline
• Client file checks
• Recruitment processing
• Approval of financial monitoring
• Regulatory updates
• FSA liaison
• Full risk analysis
• Assistance with FSA RMAR returns