Welcome to Nm²

COMPLIANCE

Providing a high quality framework can help to reduce the pressures of regulatory burden. At Nm² we strive to help our clients to achieve the position they want to be in - to be able to commit their resources to building relationships with their clients and providing professional advice without the constant worry of regulation.

At Nm² we will only consult on your Compliance needs once we understand your business. All recommendations are tailored to the business. Just because something is right for one business does not mean it will work for all. Compliance can only be successful if it is engrained into the ethics of the company.

A company with a proactive approach to quality will allow it more time to focus on its core business and result in a smoother relationship with the regulator.

Why allow Compliance to negatively impact on your business when simple steps can be taken to ensure a healthy future?

At Nm² we are able to provide:

• Compliance health checks
• Assistance in production of Compliance & Training & Competence manuals
• Compliance helpline
• Client file checks
• Recruitment processing
• Approval of financial monitoring
• Regulatory updates
• FSA liaison
• Full risk analysis
• Assistance with FSA RMAR returns

In addition for Mortgage & General Insurance Intermediaries and Networks we are able to incorporate:

A full range of facilities through Home Buyer Systems that offer users a turnkey solution for advising and selling mortgages and general insurance in compliance with FSA rules, and producing all the required documentation and audit trail.  If required, the system also incorporates features needed by mortgage networks (Principals) to manage the activities of their authorised representatives (ARs) so that that they remain compliant with FSA requirements at all times, through its unique Compliance Officer System. 

A dedicated case management system through Mortgage StreamT

The system covers all aspects of your mortgage business including leads (prospects), cases (clients), fees & commissions, lead sources, lenders, advisers, packagers, solicitors etc.

The system significantly reduces the broker's overhead in managing their client applications, whilst assisting with FSA compliance regulations, thereby enabling them to concentrate on their core business activities. It takes care of the issues, whilst removing the burden and empowering you to spend more time, more efficiently in front of your clients. 

• Optional integrated call-recording system that makes client complaints a thing of the past, thereby protecting your company.

For Independent Financial Advisers, we are able to offer a comprehensive software solution through CCL which provides:

SIMPLICITY - Database, fact-find, shortfall analysis, calculators and reports - linked with Word and Outlook.

NECESSITY - Back-office policy, Mortgage and Commission tracking, new business register and KPI Reporting.

INFORMA - Illustrations of Term Assurance, FIB, PHI, CIC and PMI plus Mortgages and Pension Analysis.

PLAN PACK - Investment planner, target funding, client time / cost analysis and the School fees planner.